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Claire K Mulvey Helen Diller Family Comprehensive Cancer Center, University of California, San Francisco, California, USA
Division of Hematology/Oncology, Department of Medicine, University of California, San Francisco, California, USA

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Alan Paciorek Helen Diller Family Comprehensive Cancer Center, University of California, San Francisco, California, USA
Department of Epidemiology and Biostatistics, University of California, San Francisco, California, USA

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Farhana Moon Helen Diller Family Comprehensive Cancer Center, University of California, San Francisco, California, USA

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Paige Steiding Helen Diller Family Comprehensive Cancer Center, University of California, San Francisco, California, USA

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Brandon Shih Helen Diller Family Comprehensive Cancer Center, University of California, San Francisco, California, USA

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Matthew A Gubens Helen Diller Family Comprehensive Cancer Center, University of California, San Francisco, California, USA
Division of Hematology/Oncology, Department of Medicine, University of California, San Francisco, California, USA

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Li Zhang Helen Diller Family Comprehensive Cancer Center, University of California, San Francisco, California, USA
Department of Epidemiology and Biostatistics, University of California, San Francisco, California, USA

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Emily K Bergsland Helen Diller Family Comprehensive Cancer Center, University of California, San Francisco, California, USA
Division of Hematology/Oncology, Department of Medicine, University of California, San Francisco, California, USA

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Iona Cheng Department of Epidemiology and Biostatistics, University of California, San Francisco, California, USA

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Lung neuroendocrine tumors (NETs) have few known predictors of survival. We investigated associations of sociodemographic, clinicopathologic, and treatment factors with overall survival (OS) and lung cancer-specific survival (LCSS) for incident lung NET cases (typical or atypical histology) in the California Cancer Registry (CCR) from 1992 to 2019. OS was estimated with the Kaplan–Meier method and compared by sociodemographic and disease factors univariately with the log-rank test. We used sequential Cox proportional hazards regression for multivariable OS analysis. LCSS was estimated using Fine-Gray competing risks regression. There were 6038 lung NET diagnoses (5569 typical, 469 atypical carcinoid); most were women (70%) and non-Hispanic White (73%). In our multivariable model, sociodemographic factors were independently associated with OS, with better survival for women (hazard ratio (HR) 0.62, 95% confidence interval (CI) 0.57–0.68, P < 0.001), married (HR 0.76, 95% CI 0.70–0.84, P < 0.001), and residents of high socioeconomic status (SES) neighborhoods (HRQ5vsQ1 0.73, 95% CI 0.62–0.85, P < 0.001). Compared to cases with private insurance, OS was worse for cases with Medicare (HR 1.24, 95% CI 1.10–1.40, P < 0.001) or Medicaid/other public insurance (HR 1.45, 95% CI 1.24–1.68, P < 0.001). In our univariate model, non-Hispanic Black Californians had worse OS than other racial/ethnic groups, but differences attenuated after adjusting for stage at diagnosis. In our LCSS models, we found similar associations between sex and marital status on survival, but no differences in outcomes by SES or insurance. By race/ethnicity, American Indian cases had worse LCSS. In summary, beyond disease-related and treatment variables, sociodemographic factors were independently associated with survival in lung NETs.

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Matthew H Kulke
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Thomas O'Dorisio Department of Medical Oncology, University of Iowa Hospitals and Clinics, The University of Texas M.D. Anderson Cancer Center, UCSF Helen Diller Family Comprehensive Cancer Center, Lexicon Pharmaceuticals Inc., H. Lee Moffitt Cancer Center, Dana‐Farber Cancer Institute, 450 Brookline Avenue, Boston, Massachusetts 02115, USA

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Alexandria Phan Department of Medical Oncology, University of Iowa Hospitals and Clinics, The University of Texas M.D. Anderson Cancer Center, UCSF Helen Diller Family Comprehensive Cancer Center, Lexicon Pharmaceuticals Inc., H. Lee Moffitt Cancer Center, Dana‐Farber Cancer Institute, 450 Brookline Avenue, Boston, Massachusetts 02115, USA

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Emily Bergsland Department of Medical Oncology, University of Iowa Hospitals and Clinics, The University of Texas M.D. Anderson Cancer Center, UCSF Helen Diller Family Comprehensive Cancer Center, Lexicon Pharmaceuticals Inc., H. Lee Moffitt Cancer Center, Dana‐Farber Cancer Institute, 450 Brookline Avenue, Boston, Massachusetts 02115, USA

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Linda Law Department of Medical Oncology, University of Iowa Hospitals and Clinics, The University of Texas M.D. Anderson Cancer Center, UCSF Helen Diller Family Comprehensive Cancer Center, Lexicon Pharmaceuticals Inc., H. Lee Moffitt Cancer Center, Dana‐Farber Cancer Institute, 450 Brookline Avenue, Boston, Massachusetts 02115, USA

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Phillip Banks Department of Medical Oncology, University of Iowa Hospitals and Clinics, The University of Texas M.D. Anderson Cancer Center, UCSF Helen Diller Family Comprehensive Cancer Center, Lexicon Pharmaceuticals Inc., H. Lee Moffitt Cancer Center, Dana‐Farber Cancer Institute, 450 Brookline Avenue, Boston, Massachusetts 02115, USA

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Joel Freiman Department of Medical Oncology, University of Iowa Hospitals and Clinics, The University of Texas M.D. Anderson Cancer Center, UCSF Helen Diller Family Comprehensive Cancer Center, Lexicon Pharmaceuticals Inc., H. Lee Moffitt Cancer Center, Dana‐Farber Cancer Institute, 450 Brookline Avenue, Boston, Massachusetts 02115, USA

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Kenny Frazier Department of Medical Oncology, University of Iowa Hospitals and Clinics, The University of Texas M.D. Anderson Cancer Center, UCSF Helen Diller Family Comprehensive Cancer Center, Lexicon Pharmaceuticals Inc., H. Lee Moffitt Cancer Center, Dana‐Farber Cancer Institute, 450 Brookline Avenue, Boston, Massachusetts 02115, USA

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Jessica Jackson Department of Medical Oncology, University of Iowa Hospitals and Clinics, The University of Texas M.D. Anderson Cancer Center, UCSF Helen Diller Family Comprehensive Cancer Center, Lexicon Pharmaceuticals Inc., H. Lee Moffitt Cancer Center, Dana‐Farber Cancer Institute, 450 Brookline Avenue, Boston, Massachusetts 02115, USA

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James C Yao Department of Medical Oncology, University of Iowa Hospitals and Clinics, The University of Texas M.D. Anderson Cancer Center, UCSF Helen Diller Family Comprehensive Cancer Center, Lexicon Pharmaceuticals Inc., H. Lee Moffitt Cancer Center, Dana‐Farber Cancer Institute, 450 Brookline Avenue, Boston, Massachusetts 02115, USA

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Larry Kvols Department of Medical Oncology, University of Iowa Hospitals and Clinics, The University of Texas M.D. Anderson Cancer Center, UCSF Helen Diller Family Comprehensive Cancer Center, Lexicon Pharmaceuticals Inc., H. Lee Moffitt Cancer Center, Dana‐Farber Cancer Institute, 450 Brookline Avenue, Boston, Massachusetts 02115, USA

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Pablo Lapuerta Department of Medical Oncology, University of Iowa Hospitals and Clinics, The University of Texas M.D. Anderson Cancer Center, UCSF Helen Diller Family Comprehensive Cancer Center, Lexicon Pharmaceuticals Inc., H. Lee Moffitt Cancer Center, Dana‐Farber Cancer Institute, 450 Brookline Avenue, Boston, Massachusetts 02115, USA

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Brian Zambrowicz Department of Medical Oncology, University of Iowa Hospitals and Clinics, The University of Texas M.D. Anderson Cancer Center, UCSF Helen Diller Family Comprehensive Cancer Center, Lexicon Pharmaceuticals Inc., H. Lee Moffitt Cancer Center, Dana‐Farber Cancer Institute, 450 Brookline Avenue, Boston, Massachusetts 02115, USA

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Douglas Fleming Department of Medical Oncology, University of Iowa Hospitals and Clinics, The University of Texas M.D. Anderson Cancer Center, UCSF Helen Diller Family Comprehensive Cancer Center, Lexicon Pharmaceuticals Inc., H. Lee Moffitt Cancer Center, Dana‐Farber Cancer Institute, 450 Brookline Avenue, Boston, Massachusetts 02115, USA

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Arthur Sands Department of Medical Oncology, University of Iowa Hospitals and Clinics, The University of Texas M.D. Anderson Cancer Center, UCSF Helen Diller Family Comprehensive Cancer Center, Lexicon Pharmaceuticals Inc., H. Lee Moffitt Cancer Center, Dana‐Farber Cancer Institute, 450 Brookline Avenue, Boston, Massachusetts 02115, USA

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Serotonin produced by neuroendocrine tumors is believed to be a principal cause of the diarrhea in carcinoid syndrome. We assessed the safety and efficacy of telotristat etiprate, an oral serotonin synthesis inhibitor, in patients with diarrhea associated with carcinoid syndrome. In this prospective, randomized study, patients with evidence of carcinoid tumor and ≥4 bowel movements (BMs)/day despite stable-dose octreotide LAR depot therapy were enrolled in sequential, escalating, cohorts of four patients per cohort. In each cohort, one patient was randomly assigned to placebo and three patients to telotristat etiprate, at 150, 250, 350, or 500 mg three times a day (tid). In a subsequent cohort, one patient was assigned to placebo and six patients to telotristat etiprate 500 mg tid. Patients were assessed for safety, BM frequency (daily diary), 24 h urinary 5-hydroxyindoleacetic acid (u5-HIAA), and adequate relief of carcinoid gastrointestinal symptoms (using a weekly questionnaire). Twenty-three patients were treated: 18 received telotristat etiprate and five received placebo. Adverse events were generally mild. Among evaluable telotristat etiprate-treated patients, 5/18 (28%) experienced a ≥30% reduction in BM frequency for ≥2 weeks, 9/16 (56%) experienced biochemical response (≥50% reduction or normalization in 24-h u5-HIAA) at week 2 or 4, and 10/18 (56%) reported adequate relief during at least 1 of the first 4 weeks of treatment. Similar activity was not observed in placebo-treated patients. Telotristat etiprate was well tolerated. Our observations suggest that telotristat etiprate has activity in controlling diarrhea associated with carcinoid syndrome. Further studies confirming these findings are warranted.

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Yu-cheng Wang UCSF Helen Diller Family Comprehensive Cancer Center, Department of Surgery, Hormone Research Institute, Department of Medicine, Department of Neurosciences, Diabetes Center
UCSF Helen Diller Family Comprehensive Cancer Center, Department of Surgery, Hormone Research Institute, Department of Medicine, Department of Neurosciences, Diabetes Center

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Marlene B Zuraek UCSF Helen Diller Family Comprehensive Cancer Center, Department of Surgery, Hormone Research Institute, Department of Medicine, Department of Neurosciences, Diabetes Center
UCSF Helen Diller Family Comprehensive Cancer Center, Department of Surgery, Hormone Research Institute, Department of Medicine, Department of Neurosciences, Diabetes Center

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Yasuhiro Kosaka UCSF Helen Diller Family Comprehensive Cancer Center, Department of Surgery, Hormone Research Institute, Department of Medicine, Department of Neurosciences, Diabetes Center

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Yasuharu Ota UCSF Helen Diller Family Comprehensive Cancer Center, Department of Surgery, Hormone Research Institute, Department of Medicine, Department of Neurosciences, Diabetes Center

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Michael S German UCSF Helen Diller Family Comprehensive Cancer Center, Department of Surgery, Hormone Research Institute, Department of Medicine, Department of Neurosciences, Diabetes Center
UCSF Helen Diller Family Comprehensive Cancer Center, Department of Surgery, Hormone Research Institute, Department of Medicine, Department of Neurosciences, Diabetes Center

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Evan S Deneris UCSF Helen Diller Family Comprehensive Cancer Center, Department of Surgery, Hormone Research Institute, Department of Medicine, Department of Neurosciences, Diabetes Center

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Emily K Bergsland UCSF Helen Diller Family Comprehensive Cancer Center, Department of Surgery, Hormone Research Institute, Department of Medicine, Department of Neurosciences, Diabetes Center
UCSF Helen Diller Family Comprehensive Cancer Center, Department of Surgery, Hormone Research Institute, Department of Medicine, Department of Neurosciences, Diabetes Center

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David B Donner UCSF Helen Diller Family Comprehensive Cancer Center, Department of Surgery, Hormone Research Institute, Department of Medicine, Department of Neurosciences, Diabetes Center
UCSF Helen Diller Family Comprehensive Cancer Center, Department of Surgery, Hormone Research Institute, Department of Medicine, Department of Neurosciences, Diabetes Center

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Robert S Warren UCSF Helen Diller Family Comprehensive Cancer Center, Department of Surgery, Hormone Research Institute, Department of Medicine, Department of Neurosciences, Diabetes Center
UCSF Helen Diller Family Comprehensive Cancer Center, Department of Surgery, Hormone Research Institute, Department of Medicine, Department of Neurosciences, Diabetes Center

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Eric K Nakakura UCSF Helen Diller Family Comprehensive Cancer Center, Department of Surgery, Hormone Research Institute, Department of Medicine, Department of Neurosciences, Diabetes Center
UCSF Helen Diller Family Comprehensive Cancer Center, Department of Surgery, Hormone Research Institute, Department of Medicine, Department of Neurosciences, Diabetes Center

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Neuroendocrine (NE) or carcinoid tumors of the small intestine (SI) frequently metastasize and produce the hormone serotonin, causing significant morbidity and mortality. A member of the ETS oncogene family of transcription factors, Fev, acts with the homeodomain transcription factor Nkx2.2 in the development of serotonin neurons in mice. In this study, we investigated the role of Fev in normal and neoplastic SI. In NE tumors (NETs) of the SI, serotonin stimulates tumor growth and causes debilitating symptoms, such as diarrhea, flushing, wheezing, and right-sided valvular heart disease (i.e. carcinoid syndrome). Compared with those in the matched normal human SI, FEV expression levels were significantly elevated in primary NETs (20-fold, P<0.0001), lymph node metastases (35-fold, P=0.004), and NET liver metastases (22-fold, P<0.0001) resected from patients with serotonin excess. Fev is expressed in the wild type but not in Nkx2.2 (−/−) mouse SI, in which cells producing serotonin are absent. Using recombination-based cell lineage tracing, we found that FEV-positive cells give rise to serotonin-producing cells in the SI. In Fev (−/−) mouse SI, we observed no difference in the number of cells producing serotonin or other hormones. We conclude that FEV expression identifies serotonin-producing cells in normal and neoplastic SI and is a novel target for diagnosis of patients with NETs of the SI.

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Yu-Cheng Wang UCSF Helen Diller Family Comprehensive Cancer Center, Surgery, Pathology, Medicine, Hormone Research Institute, Departments of
UCSF Helen Diller Family Comprehensive Cancer Center, Surgery, Pathology, Medicine, Hormone Research Institute, Departments of

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Emerick Gallego-Arteche UCSF Helen Diller Family Comprehensive Cancer Center, Surgery, Pathology, Medicine, Hormone Research Institute, Departments of
UCSF Helen Diller Family Comprehensive Cancer Center, Surgery, Pathology, Medicine, Hormone Research Institute, Departments of

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Gioia Iezza UCSF Helen Diller Family Comprehensive Cancer Center, Surgery, Pathology, Medicine, Hormone Research Institute, Departments of

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Xiaochen Yuan UCSF Helen Diller Family Comprehensive Cancer Center, Surgery, Pathology, Medicine, Hormone Research Institute, Departments of
UCSF Helen Diller Family Comprehensive Cancer Center, Surgery, Pathology, Medicine, Hormone Research Institute, Departments of

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Mary R Matli UCSF Helen Diller Family Comprehensive Cancer Center, Surgery, Pathology, Medicine, Hormone Research Institute, Departments of

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Su-Pin Choo UCSF Helen Diller Family Comprehensive Cancer Center, Surgery, Pathology, Medicine, Hormone Research Institute, Departments of
UCSF Helen Diller Family Comprehensive Cancer Center, Surgery, Pathology, Medicine, Hormone Research Institute, Departments of

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Marlene B Zuraek UCSF Helen Diller Family Comprehensive Cancer Center, Surgery, Pathology, Medicine, Hormone Research Institute, Departments of
UCSF Helen Diller Family Comprehensive Cancer Center, Surgery, Pathology, Medicine, Hormone Research Institute, Departments of

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Ravi Gogia UCSF Helen Diller Family Comprehensive Cancer Center, Surgery, Pathology, Medicine, Hormone Research Institute, Departments of
UCSF Helen Diller Family Comprehensive Cancer Center, Surgery, Pathology, Medicine, Hormone Research Institute, Departments of

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Francis C Lynn UCSF Helen Diller Family Comprehensive Cancer Center, Surgery, Pathology, Medicine, Hormone Research Institute, Departments of

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Michael S German UCSF Helen Diller Family Comprehensive Cancer Center, Surgery, Pathology, Medicine, Hormone Research Institute, Departments of
UCSF Helen Diller Family Comprehensive Cancer Center, Surgery, Pathology, Medicine, Hormone Research Institute, Departments of

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Emily K Bergsland UCSF Helen Diller Family Comprehensive Cancer Center, Surgery, Pathology, Medicine, Hormone Research Institute, Departments of
UCSF Helen Diller Family Comprehensive Cancer Center, Surgery, Pathology, Medicine, Hormone Research Institute, Departments of

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David B Donner UCSF Helen Diller Family Comprehensive Cancer Center, Surgery, Pathology, Medicine, Hormone Research Institute, Departments of
UCSF Helen Diller Family Comprehensive Cancer Center, Surgery, Pathology, Medicine, Hormone Research Institute, Departments of

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Robert S Warren UCSF Helen Diller Family Comprehensive Cancer Center, Surgery, Pathology, Medicine, Hormone Research Institute, Departments of
UCSF Helen Diller Family Comprehensive Cancer Center, Surgery, Pathology, Medicine, Hormone Research Institute, Departments of

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Eric K Nakakura UCSF Helen Diller Family Comprehensive Cancer Center, Surgery, Pathology, Medicine, Hormone Research Institute, Departments of
UCSF Helen Diller Family Comprehensive Cancer Center, Surgery, Pathology, Medicine, Hormone Research Institute, Departments of

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The homeodomain transcription factor NKX2.2 is necessary for neuroendocrine (NE) differentiation in the central nervous system and pancreas. NE tumors derived from the gut are defined by their NE phenotype, which is used for diagnosis and contributes to tumorigenicity. We hypothesized that NKX2.2 is important for NE differentiation in normal and neoplastic gut. NKX2.2 and NE marker expression was investigated in the small intestine of embryonic and adult mice using immunofluorescence (IF). To determine the role of NKX2.2 in NE differentiation of the intestine, the phenotype of Nkx2.2 (−/−) mice was examined by IF and real-time (RT)-PCR. NKX2.2 and NE marker expression in human NE tumors of the gut and normal tissues were evaluated by immunohistochemistry and qRT-PCR. NKX2.2 expression was detected in the intervillus/crypt regions of embryonic and adult mouse intestine. Co-expression of Nkx2.2 with neurogenin3 (NEUROG3) and hormones was observed in the adult intestinal crypt compartment, suggesting NKX2.2 functions in NEUROG3-positive endocrine progenitors and newly differentiated endocrine cells. In the intestine of Nkx2.2 (−/−) mice, we found a dramatic reduction in the number of cells producing numerous hormones, such as serotonin, gastrin, cholecystokinin, somatostatin, glucagon-like peptide 1 (GLP-1), and secretin, but an increase in cells producing ghrelin. NKX2.2 was expressed in most (24 of 29) human NE tumors derived from diverse primary sites. We conclude NKX2.2 functions in immature endocrine cells to control NE differentiation in normal intestine and is expressed in most NE tumors of the gut, and is therefore a novel target of diagnosis for patients with gastrointestinal NE tumors.

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Jennifer R Eads Division of Hematology and Oncology, Abramson Cancer Center, University of Pennsylvania, Pennsylvania, USA

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Thorvardur R Halfdanarson Division of Medical Oncology, Mayo Clinic Cancer Center, Rochester, Minnesota, USA

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Tim Asmis Division of Medical Oncology, University of Ottawa, Ottawa, Ontario, Canada

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Andrew M Bellizzi Department of Pathology, University of Iowa Carver College of Medicine, Iowa City, Iowa, USA

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Emily K Bergsland Department of Medicine, University of California, San Francisco, California, USA

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Arvind Dasari Division of Gastrointestinal Oncology, The University of Texas MD Anderson Cancer Center, Houston, Texas, USA

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Ghassan El-Haddad Department of Diagnostic Imaging and Interventional Radiology, Moffitt Cancer Center and Research Institute, Tampa, Florida, USA

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Michael Frumovitz Division of Gynecologic Oncology, The University of Texas MD Anderson Cancer Center, Houston, Texas, USA

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Joshua Meyer Department of Radiation Oncology, Fox Chase Cancer Center, Philadelphia, Pennsylvania, USA

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Erik Mittra Division of Molecular Imaging and Therapy, Oregon Health & Science University, Portland, Oregon, USA

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Sten Myrehaug Department of Radiation Oncology, Odette Cancer Centre, Sunnybrook Health Sciences Centre, Toronto, Ontario, Canada

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Eric Nakakura Department of Surgery, University of California, San Francisco, California, USA

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Nitya Raj Department of Medicine, Gastrointestinal Oncology Service, Memorial Sloan Kettering Cancer Center, New York, New York, USA

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Heloisa P Soares Division of Oncology, Huntsman Cancer Institute, University of Utah, Salt Lake City, Salt Lake City, Utah, USA

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Brian Untch Department of Surgery, Memorial Sloan Kettering Cancer Center, New York, New York, USA

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Namrata Vijayvergia Department of Hematology and Oncology, Fox Chase Cancer Center, Philadelphia, Pennsylvania, USA

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Jennifer A Chan Department of Medical Oncology, Dana-Farber Cancer Institute, Boston, Massachusetts, USA

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High-grade neuroendocrine neoplasms are a rare disease entity and account for approximately 10% of all neuroendocrine neoplasms. Because of their rarity, there is an overall lack of prospectively collected data available to advise practitioners as to how best to manage these patients. As a result, best practices are largely based on expert opinion. Recently, a distinction was made between well-differentiated high-grade (G3) neuroendocrine tumors and poorly differentiated neuroendocrine carcinomas, and with this, pathologic details, appropriate imaging practices and treatment have become more complex. In an effort to provide practitioners with the best guidance for the management of patients with high-grade neuroendocrine neoplasms of the gastrointestinal tract, pancreas, and gynecologic system, the North American Neuroendocrine Tumor Society convened a panel of experts to develop a set of recommendations and a treatment algorithm that may be used by practitioners for the care of these patients. Here, we provide consensus recommendations from the panel on pathology, imaging practices, management of localized disease, management of metastatic disease and surveillance and draw key distinctions as to the approach that should be utilized in patients with well-differentiated G3 neuroendocrine tumors vs poorly differentiated neuroendocrine carcinomas.

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James C Yao University of Texas MD Anderson Cancer Center, Houston, Texas, USA

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Jonathan Strosberg Department of GI Oncology, Moffitt Cancer Center, Tampa, Florida, USA

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Nicola Fazio European Institute of Oncology, IEO, IRCCS, Milan, Italy

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Marianne E Pavel Department of Medicine 1, Friedrich Alexander University Erlangen-Nuremberg, Erlangen, Germany

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Emily Bergsland UCSF Helen Diller Family Comprehensive Cancer Center, San Francisco, California, USA

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Philippe Ruszniewski Hôpital Beaujon, University of Paris, Paris, France

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Daniel M Halperin University of Texas MD Anderson Cancer Center, Houston, Texas, USA

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Daneng Li City of Hope Comprehensive Cancer Center and Beckman Research Institute, Duarte, California, USA

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Salvatore Tafuto Sarcomas and Rare Tumours Unit, Istituto Nazionale Tumori, IRCCS Fondazione G. Pascale, Naples, Italy

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Nitya Raj Memorial Sloan Kettering Cancer Center, New York, New York, USA

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Davide Campana Department of Clinical Medicine, Sant’Orsola-Malpighi Hospital, University of Bologna, ENETS Center of Excellence, Bologna, Italy

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Susumu Hijioka National Cancer Center Japan Tsukiji Campus, Department of Hepatobiliary and Pancreatic Oncology, Tokyo, Japan

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Markus Raderer Clinical Division of Oncology, Medical University of Vienna, Vienna, Austria

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Rosine Guimbaud CHU de Toulouse, Toulouse, France

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Pablo Gajate Hospital Universitário Ramón y Cajal, Clinical Oncology Department, Madrid, Spain

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Sara Pusceddu Fondazione IRCCS Istituto Nazionale dei Tumori, Milan, Italy

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Albert Reising Novartis Pharmaceuticals Corporation, East Hanover, New Jersey, USA

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Evgeny Degtyarev Novartis Pharmaceuticals Corporation, East Hanover, New Jersey, USA

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Mark Shilkrut Novartis Pharmaceuticals Corporation, East Hanover, New Jersey, USA

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Simantini Eddy Novartis Pharmaceuticals Corporation, East Hanover, New Jersey, USA

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Simron Singh Sunnybrook Health Sciences Centre, Toronto, Canada

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Spartalizumab, a humanized anti-programmed death protein 1 (PD-1) MAB, was evaluated in patients with well-differentiated metastatic grade 1/2 neuroendocrine tumors (NET) and poorly differentiated gastroenteropancreatic neuroendocrine carcinomas (GEP-NEC). In this phase II, multicenter, single-arm study, patients received spartalizumab 400 mg every 4 weeks until confirmed disease progression or unacceptable toxicity. The primary endpoint was confirmed overall response rate (ORR) according to blinded independent review committee using response evaluation criteria in solid tumors 1.1. The study enrolled 95 patients in the NET group (30, 32 and 33 in the thoracic, gastrointestinal, and pancreatic cohorts, respectively), and 21 patients in the GEP-NEC group. The ORR was 7.4% (95% CI: 3.0, 14.6) in the NET group (thoracic, 16.7%; gastrointestinal, 3.1%; pancreatic, 3.0%), which was below the predefined success criterion of ≥10%, and 4.8% (95% CI: 0.1, 23.8) in the GEP-NEC group. In the NET and GEP-NEC groups, the 12-month progression-free survival was 19.5 and 0%, respectively, and the 12-month overall survival was 73.5 and 19.1%, respectively. The ORR was higher in patients with ≥1% PD-L1 expression in immune/tumor cells or ≥1% CD8+ cells at baseline. The most common adverse events considered as spartalizumab-related included fatigue (29.5%) and nausea (10.5%) in the NET group, and increased aspartate and alanine aminotransferases (each 14.3%) in the GEP-NEC group. The efficacy of spartalizumab was limited in this heterogeneous and heavily pre-treated population; however, the results in the thoracic cohort are encouraging and warrants further investigation. Adverse events were manageable and consistent with previous experience.

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